Everyday a person believes that an investment can mean a brighter financial future, says Attorney, Alan Ripka. That hope and dream all begins with an unknown voice on the other end of the phone line. Other times with a known person who has created the illusion of being a licensed broker dealer.
Unfortunately the dream of financial security and easier retirement folds quickly when you learn the “finder” or ” broker” was never a licensed broker dealer and had no legal right to participate in the manner he or she did with you.
Clearly there is a reason that the SEC requires licensed broker dealers in order to “find” and “solicit” investors. There are hard and fast rules along with ethical and fiduciary responsibilities that must be met at a times. If someone who found or solicited you was not a licensed broker dealer you could be entitled to a full rescission of your investment.
If you feel this occurred to you ease visit and fill out the short form for an analysis of your case or call Alan Ripka at 84 GET-RIPKA.
